N°10 – Independent Administrative Authorities

Editorial – Jacques-Henri ROBERT

I – PORTRAIT OF INSTITUTIONS

A. BIRTH AND EXPANSION OF IAAS

1 – Independent administrative authorities – Michel Gentot, L.G.D.J – Clefs, 2nd edition, 1994, introduction, p. 8 to 16 (excerpts).

2 – The status of independent administrative authorities: harmonisation or diversification? – Jacques Chevallier, RFDA 2010 p. 896

3 – The future of independent administrative authorities – Jean-Louis Autin, RFDA 2010. 875

B. REAPPRAISAL

4 – Are « independent administrative authorities » legitimate? On IAAs in general and the Conseil supérieur de l’audiovisuel in particular – Jean-Philippe Feldman, D. 2010. 2852 (excerpts)

5 – Banking and financial regulation and rule of law – Thierry Bonneau, Revue de Droit bancaire et financier n° 1, January 2014, repère 1

II – SANCTIONING POWER

A. CONTENT OF SANCTIONS

6 – Administrative sanctions and independent administrative authorities – Catherine Teitgen-Colly, Les Petites Affiches, 17 January 1990, p. 25 s. (excerpts)

7 – Decision of the Enforcement Committee of 4 December 2015 in respect of Euronext Paris SA and Virtu Financial Europe Ltd – Commission des sanctions

8 – Decision of the Enforcement Committee of 18 October 2013 in respect of Messrs Joseph Raad and Charles Rosier – Commission des sanctions

B. GUARANTEES OF RESPONDENTS’ RIGHTS

9 – The Conseil des marchés financiers and the Commission des opérations de bourse do not respect the principle of impartiality – Nicolas Rontchevsky

10 – PRINCIPLE OF LEGALITY AND SANCTIONING POWER OF REGULATORY AUTHORITIES – Nicole Decoopman, in Etudes à la mémoire du Professeur Bruno Oppetit, 2010, Litec – LexisNexis, p. 147 s.

11 – The end of dual prosecutions for insider dealing and insider trading – Jacques-Henri Robert, note under Const. Council, Dec. 18 March 2015, no. 2014-453/454 QPC, no. 2015-462 QPC, La Semaine Juridique éd. Générale no. 13, 30 March 2015, 369.

12 – Le pouvoir de sanction et le contrôle du juge – Pierre Delvolvé, Les Petites Affiches no. 185 of 17 September 2001, spec. issue, La puissance publique, l’organisation et le contrôle du marché, p.18-28.